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Cybersecurity

With Craig Watanabe, CSCP Senior Compliance Consultant |   Cybersecurity continues to be a hot topic for regulators. Watch to find out what you need to do.

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EB 5 Compliance

With Kurt Nunez, Compliance Consultant | EB-5 is growing rapidly and with that comes increased regulatory oversight. CCLS is experienced and can help.

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Compliance Programs

With Craig Watanabe, CSCP, Senior Compliance Consultant | Compliance programs are required for broker-dealers and investment advisers. Click here to learn how CCLS can help.

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Annual Reviews

With Tina L. Mitchell, Lead Sr. Compliance Consultant | The annual review is a critical part of your compliance program and required by the SEC. CCLS has extensive experience. Watch to learn more.

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