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For a customized quote for your specific business needs, please submit the requested information and a CCLS specialist will contact you within two business days. For immediate assistance, please call us at (619) 278-0020. We look forward to speaking with you!

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Location:
Core Compliance & Legal Services, Inc.
5920 Friars Road, Suite 208
San Diego, CA 92108

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CCLS Blogs

Form 13F Filing Deadline Approaching

Section 13(f) of the Securities Exchange Act of 1934 requires institutional investment managers with investment discretion over $100 million or more of certain equity securities to file quarterly reports disclosing ...

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Recognizing the rapid growth of the use of social media in the securities industry, the SEC recently released a Risk Alert on the use of social media by investment advisers ...

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