Home
Christine L. Marcus
Executive Assistant & Office Manager

Address:
Core Compliance & Legal Services, Inc.
5920 Friars Road, Suite 208
San Diego, CA 92108

E-mail: This e-mail address is being protected from spambots. You need JavaScript enabled to view it.
Telephone: 619.278.0020 ext.2011
Fax: 619.278.0050
http://corecls.com/

 
Download information as a vCard

CCLS Blogs

Ongoing Compliance Concerns with Social Media Use

Rule 206(4)-1 under the Investment Advisers Act of 1940 prohibits any investment adviser (“IA”) from  directly or indirectly publishing, circulating or distributing any advertisement that: (i) contains or refers to ...

CFTC’s final rule regarding de minimis exemption from registration

On February 8, 2012 the Commodity Futures Trading Commission (“CFTC” or “Commission”) issued final regulations that repealed the widely used exemption from registration for private fund managers under CFTC Regulation ...

Conferences

Newsletter Sign-up

Name

E-Mail Address

Enter Code
 

 

Core Compliance & Legal Services Inc BBB Business Review

nwboc_logo

©2010 Core Compliance & Legal Services, Inc.  |  5920 Friars Road, Suite 208  |  San Diego, CA 92108  |  Phone: (619) 278-0020  |  Fax: (619) 278-0050             Privacy Notice