Core Compliance & Legal Services, Inc.
Solutions for Today's Business
Core Compliance & Legal Services, Inc.
Solutions for Today's Business
Core Compliance & Legal Services, Inc.
broker-dealer compliance services
investment adviser compliance services
BD and IA legal services
CCLS Financial Services
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With the securities industry's ever-increasing focus on risk management, CCLS is designed to handle
the unique legal and compliance challenges firms face today. When building and enhancing your
business, it is essential to have dedicated resources to support and ensure your success. Michelle L.
Jacko, CEO, and the memebers of our Strategic Team have worked on the "inside" holding various roles
including Legal Counsel, Chief Compliance Officer, Chief Financial Office, FinOP and Senior Paralegal.
The team understands the complexities of the securities business and the necessity to find solutions
based on the culture, identity and needs of your firm.


Our Services

CCLS is proud to uniquely offer legal, compliance and financial accounting services to registered
investment advisers, hedge funds, private equities and securities broker-dealers. With particular focus
on internal controls and risk management, CCLS is equipped to handle the newest and most
comprehensive issues facing the financial securities industry. Throughout our relationship, CCLS
provides clients with valuable information and training on legal tips and compliance best practices so
that you can successfully operate yoru business.


Our Clients

Our services are geared towards firms of all sizes, from startups to established institutions. At the onset
of the engagement, we establish goals and projects timeline objectives, which adds clarity to
expectations and yields economic efficiencies from the very start.