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Ravi Navamani, Esq., Compliance Consultant

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PRACTICE AREAS

  • Corporate, Partnership & Limited Liability Company Formation and Maintenance
  • Compliance Research and Support
  • Private Fund Regulatory Compliance Matters
  • Investment Advisory, Broker-Dealer and Private Equity Compliance Programs
  • On-going Risk Assessments

Ravi Navamani is a Compliance Consultant at CCLS. Mr. Navamani consults for advisory firms, investment companies, private equity funds, and hedge funds on regulatory compliance issues. Mr. Navamani also provides assistance on all aspects of special purpose entity creation and maintenance. Further, Mr. Navamani conducts filing/registering private securities with both state and federal agencies, performs on-going risk assessments and manages CCLS compliance research and support services.

Prior to joining CCLS, Mr. Navamani was an Associate at Cramer Law, APC, handling the creation of special purpose entities, private placements, financing and real estate transactions. While in law school, Mr. Navamani served as a judicial extern for Judge Daniel Preciado of the Equal Employment Opportunity Commission, was Chief Comments Editor for the Asian Pacific American Legal Journal and participated in the Mock Trial program. Mr. Navamani was an active member of the Journal of International Law and Foreign Affairs, the South Asian Law Student Association and the Asian Pacific Islander Law Student Association. He was also an intern for Neighborhood Legal Services pursuing domestic violence prevention and protection, breach of contract lawsuits and tenant/landlord rights.

Prior to attending law school, Mr. Navamani served as an Intern for Morgan Stanley and as a legal assistant for Olmstead, Cramer & Pizzuto, A L.C. He graduated from the University of California, San Diego in 2005 with a distinction in econometrics, accounting and operations research.

EDUCATION

J.D., UCLA School of Law, 2009
B.S. Management Science, University of California, San Diego, 2005

BAR AND COURT ADMISSIONS

The State Bar of California
United States District Court, Southern Division

PROFESSIONAL AFFILIATIONS

California State Bar (Business Section)
South Asian Bar Association
San Diego County Bar Association
Los Angeles County Bar Association

 

CCLS Blogs

Form 13F Filing Deadline Approaching

Section 13(f) of the Securities Exchange Act of 1934 requires institutional investment managers with investment discretion over $100 million or more of certain equity securities to file quarterly reports disclosing ...

Massachusetts Issues Guidance Regarding Use of Social Media by Investment Advisers

Recognizing the rapid growth of the use of social media in the securities industry, the SEC recently released a Risk Alert on the use of social media by investment advisers ...

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