Jacko Law Group, PC

CCLS' CEO, Michelle L. Jacko, also serves as Managing Partner and Founder of Jacko Law Group, PC, a boutique law firm providing corporate and securities counsel.  CCLS conducts all legal services through Jacko Law Group, PC.  Accordingly, a separate legal engagement letter will be provided should the client desire these services.

Jacko Law Group, PC has the unique ability to handle the most complex legal
matters, while providing clients with the close, personal service they deserve.  
Some of the services that Jacko Law Group, PC provides include:

• Formation of hedge funds, broker-dealers and other private funds
• Creation, review and analysis of investment advisory contracts, management agreements and partnership agreements
• Mergers and Acquisitions
• Regulatory Responses
• Schedule H (Wrap-fee Brochure)
• Corporate entity formations (LLC, S-Corp, etc.)
• All aspects of broker-dealer, fund and investment advisory counsel
• Analysis of non-compete and non-solicitation clauses
• Mock regulatory examinations
• Drafting of private placement memoranda
• And much more!

Jacko Law Group, PC also offers customizable client packages and training for your firm or organization. For more information about available legal services, please visit www.jackolg.com or call us at (619) 298-2880.

Independent Consultant Work

For those firms who have entered into an offer of settlement or an acceptance, waiver and consent (AWC), CCLS can assist by serving as your independent consultant.  For pricing and services, call (619) 278-0020.

Expert Witness Work

With senior in-house experience in the industry, CCLS consultants can provide superior support with their knowledge of compliance, securities, supervisory responsibilities, examinations, best execution, and much more.  We offer case preparation and expert testimony in almost all areas of the securities industry, many of our consultants are FINRA arbitrators themselves.  For more information and to discuss our expert witness services in detail, please call us at (619) 298-2880 or email us at This e-mail address is being protected from spambots. You need JavaScript enabled to view it .

In-House Training Services

The financial industry recognizes the importance of compliance training.  As regulators examine key firm principals, they inquire as to their knowledge of firm risks, controls, and industry regulations.  In this evolving securities environment, it is essential that firms have properly trained personnel who can serve as a "front-line" defense to future customer complaints and costly mistakes.

CCLS can visit your firm to train employees and officers on the duties and responsibilities associated with their investment advisory or broker-dealer business, including fiduciary and/or supervisory responsibilities.  For more information, please contact us.