Regulatory Compliance News & Events | CCLS

Latest events

Schwab IMPACT 2018

Speaker: Michelle Jacko

Annual 2019 Core Compliance Workshop

IAA Compliance Conference 2018: Effective Strategies and Best Practices

February 09, 2018

Speaker: Michelle Jacko

NSCP Regulatory Interchange with the SEC - Spring 2018

January 04, 2018

Join us at the NSCP Regulatory Interchange with the SEC at the San Francisco Schwab Center on May 4th, 2018.

NSCP: The Regulators and Panels to See at the Conference

October 05, 2017

The national conference put on by the National Society of Compliance Professionals is one of the best in the industry….and it is coming up – fast. It’s not too late to register, and you can do so by clicking here.

2017 IA Watch & Core Compliance West Coast Regional Conference

September 11, 2017

We're excited to announce that Core Compliance, in conjunction with IA Watch, is co-sponsoring the upcoming conference, IA Compliance: The Full 360° View, West Critical and Timely Insight for Investment Adviser Compliance Professionals.

2017 NSCP National Conference

May 22, 2017

Michelle Jacko will be presenting, "Identifying and Managing Conflicts of Interest - With or Without the Rule" at the NSCP National Conference on October 16, 2017, from 1:55PM - 3:10PM (ET), in Washington, D.C.

News & Events

events

Latest events

Schwab IMPACT 2018

Latest events

Annual 2019 Core Compliance Workshop

IAA Compliance Conference 2018: Effective Strategies and Best Practices

NSCP Regulatory Interchange with the SEC - Spring 2018

NSCP: The Regulators and Panels to See at the Conference

2017 IA Watch & Core Compliance West Coast Regional Conference

2017 NSCP National Conference

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