Latest webinars

Webinar Recap - Form ADV: Practical Tips on Completing the Newly Revised SEC Registration Form

On January 24, 2018, two of our compliance consultants presented an hour-long webinar on the revised Form ADV. Kurt Nuñez, senior compliance consultant, led the webinar, with Adam Stutz providing additional insight and knowledge throughout the presentation. The webinar included a deep dive into...

Read More

1