Core Compliance and Legal Services, INC.

Home > Professionals

Professionals

Michelle L. Jacko, Esq.
CSCP, CEO

Michelle_Jacko_thumb

Marsha Harmon
COO / Compliance Consultant

Marsha_Harmon_thumb

Tina Mitchell
Sr. Compliance Consultant

Tina_Mitchell_thumb

Kris Gruben
Sr. Compliance Consultant

Kris_Gruben_Thumb

Sarah Weber, Esq.
Sr. Compliance Consultant

(Photo Coming Soon)

Zachary Rosenberg, Esq.
Compliance Consultant

Zac_Rosenberg_thumb

Ravi Navamani, Esq.
Compliance Consultant

(Photo Coming Soon)

Kristen Thompson
Compliance Analyst

Kristen_Thompson

Christine Marcus
Exec. Asst. & Office Manager

Christine_Marcus_thumb

CCLS Blogs

Massachusetts Issues Guidance Regarding Use of Social Media by Investment Advisers

Recognizing the rapid growth of the use of social media in the securities industry, the SEC recently released a Risk Alert on the use of social media by investment advisers ...

Hedge Fund Managers May Face Dual SEC and CFTC Registration

While it is no secret that most advisers to hedge funds and other private funds will be required to register with the SEC as investment advisers by March 30, 2012, ...

» More

Conferences

Ascendant Compliance Conference
Mar 05, 2012
NSCP Regional Meeting
Mar 12, 2012 - Mar 13, 2012

» More

Resources

U.S. Securities and Exchange Commission

Financial Industry Regulatory Authority

New York Stock Exchange

The Municipal Securities Rulemaking Board

Chicago Board of Options Exchange

» More

Newsletter Sign-up

nwboc_logo