Latest cybersecurity

Why the SEC’s Scrutiny of Digital Assets Creates Opportunity for Financial Advisers

On October 11, 2019, the Securities and Exchange Commission announced it had filed an emergency action against two offshore entities for conducting an alleged unregistered and ongoing digital token offering in the U.S. and overseas that has raised more than $1.7 billion in investor funds.

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Latest cybersecurity

UPDATE: 2016 EDGAR Hacking Case - SEC Brings Charges

Even powerful entities like the U.S. government’s Securities and Exchange Commission (SEC) and major news agencies are not impervious to cyberattacks, despite the significant resources they dedicate to defending the valuable information they are responsible for.

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Cybersecurity Vulnerability Assessments and Penetration Tests

January 14, 2016

 Vulnerability assessments and penetration testing enter the realm of information security (IS) professionals. It is important to note that information security is a sub-specialty of information technology and most “IT guys” are not trained in information security. Therefore, it’s important to have...

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Cybersecurity Governance

January 06, 2016

 

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Cybersecurity: Importance of Using a Minimum Two-Factor Authentication

November 10, 2015

 

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OCIE to Perform Second Round of Cybersecurity Exams

September 24, 2015

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SEC Fines Firm for Failure to Adopt Cybersecurity Policies and Procedures

September 23, 2015

 

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SEC Announces 2015 Compliance Outreach Program Seminars

May 04, 2015

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Cybersecurity Examination Sweep Summary

February 05, 2015

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The Big Four: Cybersecurity Tips

January 19, 2015

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National Examination Program's 2015 Priorities

January 13, 2015

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2015 Compliance Predictions

January 07, 2015

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