Join Our Team

Core Compliance & Legal Service, Inc SM (“Core Compliance”) is a leading provider of compliance and risk management for the financial industry. We foster trust and build meaningful partnerships with our clients to help them navigate their business, mold their compliance programs, and reduce the potential of regulatory, operational, and reputational risks.

Our clients each have their own business model and ways for functioning. Many factors play into those structures, this includes investment advisers, broker-dealers, private fund managers, investment companies, and much more. The team at Core Compliance has a mixture of over 80 years of in-house/and consultative compliance experience, spanning the many sectors of compliance, such as cybersecurity, technology, investment advisers, broker-dealers, and more. Become an integral part of our comprehensive team!

Available positions:

For other opportunities and inquiries, please email your resume and cover letter to