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Knowledge Hub: Your Firm and the Future: Cybersecurity Considerations for 2020 and Beyond

The knowledge hub for the Core Compliance Client-Only Webinar "Your Firm and the Future: Cybersecurity Considerations for 2020 and Beyond"

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Supplemental Documents/Handouts:

Recent SEC Risk Alerts
  • SEC's Office of Compliance Inspections and Examinations Risk Alert, "CYBERSECURITY: RANSOMWARE ALERT"(July 10, 2020)
  • SEC's Office of Compliance Inspections and Examinations Risk Alert, "Cybersecurity: Safeguarding Client Accounts against Credential Compromise" (September 15, 2020)

Core Compliance Risk Management Update: "How to Prepare for a Cybersecurity Sweep Exam," by Adam Stutz (Compliance Consultant), September 2020

PowerPoint Slide Handout: "Your Firm and the Future: Cybersecurity Considerations for 2020 and Beyond"

 

 

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