Come and see the Core Compliance℠ team: 

2018 Events

October 29, 2018
NSCP 2018 National Conference
Topic: Regulatory Exams: Basic Preparation
Presenter: Michelle Jacko 

October 28, 2019
Schwab IMPACT 2018
Topic: Passing With Flying Colors: How to Prepare for an SEC Examination  
Presenter: Michelle Jacko 

September 11, 2018
Core Compliance 2018 Annual Fall Workshop
Presenters: Michelle Jacko, Tina Mitchell, Kurt Nunez, Robert Boeche and Adam Stutz 

August 2, 2018
San Diego County Bar Association
Topic: Annual Securities Law Update
Presenter: Michelle Jacko 

May 3 - 4
NSCP Spring Conference & Regulatory Interchange (San Francisco)
Topic: Regulatory Interchange with the SEC  
Presenter: Michelle Jacko 

March 15 - 16
IAA: Effective Strategies & Best Practices (Washington, DC)
CCLS Sponsoring 

January 24
CCLS Webinar 
Topic: Form ADV : Practical Tips on Completing the Newly Revised SEC Registration Form 
Presenters: Kurt Nuñez and Adam Stutz

January 23
Schwab Event (San Francisco)
Presenter: Michelle Jacko 
Consultant: Kurt Nuñez