Come and see the Core Compliance℠ team:
2018 Events
October 29, 2018
NSCP 2018 National Conference
Topic: Regulatory Exams: Basic Preparation
Presenter: Michelle Jacko
October 28, 2019
Schwab IMPACT 2018
Topic: Passing With Flying Colors: How to Prepare for an SEC Examination
Presenter: Michelle Jacko
September 11, 2018
Core Compliance 2018 Annual Fall Workshop
Presenters: Michelle Jacko, Tina Mitchell, Kurt Nunez, Robert Boeche and Adam Stutz
August 2, 2018
San Diego County Bar Association
Topic: Annual Securities Law Update
Presenter: Michelle Jacko
May 3 - 4
NSCP Spring Conference & Regulatory Interchange (San Francisco)
Topic: Regulatory Interchange with the SEC
Presenter: Michelle Jacko
March 15 - 16
IAA: Effective Strategies & Best Practices (Washington, DC)
CCLS Sponsoring
January 24
CCLS Webinar
Topic: Form ADV : Practical Tips on Completing the Newly Revised SEC Registration Form
Presenters: Kurt Nuñez and Adam Stutz
January 23
Schwab Event (San Francisco)
Presenter: Michelle Jacko
Consultant: Kurt Nuñez