Annual amendments to Form ADV need to be filed - and soon. 

Join us January 24 at 11:00 a.m. (PST) for a free webinar discussing the newly revised Form ADV and preparation considerations.

Two of our experienced compliance consultants will provide insight on avoiding pitfalls and give guidance on how best to gather the newly required information. 

Topics to be covered in this webinar include:

  • Gathering  the new Regulatory Assets Under Management data

  • Working with custodians to identify and capture new required information

  • Organizing internal resources to gather and retain required data quickly and efficiently 

  • Tips on being prepared for subsequent annual and other-than-annual amendments 
  • Umbrella Registration - Information needed for new Schedule R

ADV amendments can be daunting and time consuming, but if you're looking for help on what's required, how to gather your data, and more, then this webinar is for you! 

Enter your information to the right to sign up.