Compliance technology can empower the transformation of your firm’s overall compliance program. It’s a centralized, paperless solution that allows you to capture essential data reporting and certifications, oversee activities, document compliance testing, and maintain required compliance documents and records from any location.
Not all compliance technology solutions offer the same capabilities, but when paired with in-depth compliance consultation, custom strategies, and hands-on guidance, they become a powerful centralized compliance tool for any firm. At Core Compliance & Legal Services, Inc. ℠ (“Core Compliance”), we have established a strategic, trusted partnership with nationally known vendors to ensure that the compliance technology we recommend will meet your unique business needs.
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can help you with:
- Implementing the Technology
- Creating Compliance Calendars
- Creating & Uploading Compliance Documents
- Training Personnel
- Setting Up Employee Personal Trading Reporting
- Monitor Gift & Political Contribution Reporting
- And Much More