IAA Compliance Corner: How to Improve Your Compliance Program

CEO Michelle Jacko's article, "How to Improve Your Compliance Program," was published in the October 2020 issue of the Investment Adviser Association’s (IAA) Compliance Corner Newsletter.

In the article, Ms. Jacko provides readers with additional ways to improve their Compliance Program regardless of work environment, be it onsite or remote, through the adoption of risk mitigation techniques adopted in robust, customized policies and procedures, surveillance efforts, and oversight.

Click here to read the article.