Feb 2007
Now that the New Year has begun and the coiffers for your compliance budget are again full, you may wish to begin implementing certain technology solutions for your compliance programs. Many firms, particularly smaller advisers, struggle with finding affordable third-party service providers. As requested by our clients and colleague, Core Compliance & Legal Services (“Core Compliance”) has developed the following list of “affordable” vendor solutions that you may wish to explore if you are in need of some additional assistance in a particular area.
To read the full PDF article, click here.