Implementing Compliance Technology Solutions

Feb 2007

 

Now that the New Year has begun and the coiffers for your compliance budget are again
full, you may wish to begin implementing certain technology solutions for your
compliance programs. Many firms, particularly smaller advisers, struggle with finding
affordable third-party service providers. As requested by our clients and colleague,
CCLS has developed the following list of "affordable" vendor solutions that you may
wish to explore if you are in need of some additional assistance in a particular area.

 

To read the full PDF article, click here.