Practical Tips for your Advisory Contracts Part 2 - What You Should Consider In 2012

Feb. 2012

 

Last month CCLS delivered Part 1 of this article and delved into Essential Contractual Provisions for
Registered Investment Adviser Agreements. This month we will continue and provide practical tips
related to:

 

  1. How the Final Rule on 408(b)(2) Prohibited Transactions and required disclosures for "Covered Service Providers" may affect your advisory contracts1; and
  2. Standard contractual clauses to consider (including notice provisions and electronic delivery of
    documents).

 

To read the full PDF article, click here