Soft Dollars and Disclosure

June 2014

 

In an era when the use of “soft dollars” has taken on a negative connotation, how do firms
effectively take advantage of the benefits soft dollars provide without alarming the public or
inviting regulatory scrutiny? In sum, there are three general considerations to factor: evaluation
of the soft dollar usage, providing effective disclosures and recordkeeping of soft dollar
practices.

 

To read full PDF article, click here.

 

Leave a Reply

Your email address will not be published. Required fields are marked *