Latest events

ICI Mutual Fund Compliance Programs Conference

May 2, 2019 | Speaker: Tito Pombra

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Latest events

IAA Investment Adviser Compliance Conference 2019

March 14, 2019 Speaker: Michelle Jacko, CSCP

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Compliance Week West 2019

March 11, 2019 Speaker: Tito Pombra

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2019 IA Compliance: The Full 360 View East

March 7, 2019 Speaker: Michelle Jacko, CSCP

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Manoj "Tito" Pombra Appointed New President of Core Compliance

Core Compliance & Legal Services, Inc. SM (“Core Compliance”) is excited to announce the appointment of Tito Pombra as the new President of the company.

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Annual 2019 Core Compliance Workshop

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IA Compliance: The Full 360 View (West)

Speaker: Michelle Jacko

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IA Compliance: The Full 360 View (West)

Speaker: Michelle Jacko, CSCP

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IA Compliance: The Full 360 View (West)

Speaker: Tina Mitchell

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Are You Prepared? Year End Compliance Check Webinar

 

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2018 NSCP National Conference

Speaker: Michelle Jacko

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Schwab IMPACT 2018

Speaker: Michelle Jacko

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