Latest events

Regulatory Compliance Watch: The SEC's New Proposed Advertising Rule (Webinar)

December 3, 2019 @ 11:00 AM PST/2:00 PM EST | Speaker: Michelle L. Jacko, CSCP

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Latest events

NSCP Webinar: Be Prepared for 2020: Addressing the Demands of Year-End Compliance, Form ADV and NEW Form CRS

November 21, 2019 @ 10:00 AM PST/1:00 PM EST | Speakers: James Smith, Robert R. Boeche, & Dana Schmidt

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NSCP National Conference 2019 | Navigating the Challenges of the Mutual Fund Compliance Program

October 23, 2019  | Baltimore, MD | Speaker: Tito Pombra, President

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Alts for RIAs 2019 Seminar

November 7, 2019  | San Francisco, CA | Alts for RIAs 2019 | Featuring: Tito Pombra, President  

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Join the Cybersecurity Conversation Webinar September 24, 2019

September 24, 2019  | RightSize Solutions | Featuring: Adam Stutz, Compliance Consultant 

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NSCP National Conference 2019 | Supporting Women in Compliance

October 21, 2019  | Baltimore, MD | Speaker: Michelle L. Jacko, CSCP, CEO

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IMPACT 2019 | SEC Examinations: Today's Hot Topics

November 4-7, 2019  | San Diego, CA | Speaker: Michelle L. Jacko, CSCP, CEO

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NSCP Webinar: Enhancing Your Annual Review Process

July 30, 2019 @ 11 AM PST/ 2:00 PM EST | Speaker: Tina Mitchell, Lead Sr. Compliance Consultant

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NSCP Webinar: How To Create A Strong Culture Of Compliance

July 25, 2019 @ 11 AM PST/ 2:00 PM EST | Speaker: Tito Pombra, President

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NSCP Webinar: Implementing A Stronger Due Diligence Program

July 23, 2019 @ 11 AM PST/ 2:00 PM EST | Speaker: Tito Pombra, President

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NSCP Webinar: Cybersecurity Risks You May Not be Considering

July 9, 2019 @ 11 AM PST/ 2:00 PM EST | Speaker: Adam Stutz, Compliance Consultant

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2019 Annual Shareholders Service Group Conference

April 25, 2019 | Speaker: Michelle L. Jacko, CSCP

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