Latest events

IAA Investment Adviser Compliance Conference 2020

March 5-6, 2019 | Washington, D.C. | Speaker: Michelle Jacko, CSCP

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Latest events

Anticipating the Inevitable: Preparing for the SEC in 2020 (Seattle)

February 20, 2020 | Seattle, WA | Speakers: Michelle Jacko and Kurt Nuñez On February 20, 2020, CEO Michelle Jacko and Senior Compliance Consultant Kurt Nuñez will be  presenting on "Anticipating the Inevitable, Preparing for the SEC in 2020," for a Charles Schwab compliance event in Seattle, WA. 

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Anticipating the Inevitable: Preparing for the SEC in 2020 (San Francisco)

February 12, 2020 | San Francisco, CA | Speakers: Michelle Jacko and Kurt Nuñez CEO Michelle Jacko and Senior Compliance Consultant Kurt Nuñez will be  presenting on "Anticipating the Inevitable, Preparing for the SEC in 2020," for a Charles Schwab compliance event in San Francisco on February 12,...

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Regulatory Compliance Watch: The SEC's New Proposed Advertising Rule (Webinar)

December 3, 2019 @ 11:00 AM PST/2:00 PM EST | Speaker: Michelle L. Jacko, CSCP

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NSCP Webinar: Be Prepared for 2020: Addressing the Demands of Year-End Compliance, Form ADV and NEW Form CRS

November 21, 2019 @ 10:00 AM PST/1:00 PM EST | Speakers: James Smith, Robert R. Boeche, & Dana Schmidt

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Join the Cybersecurity Conversation Webinar September 24, 2019

September 24, 2019  | RightSize Solutions | Featuring: Adam Stutz, Compliance Consultant 

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NSCP National Conference 2019 | Supporting Women in Compliance

October 21, 2019  | Baltimore, MD | Speaker: Michelle L. Jacko, CSCP, CEO

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IMPACT 2019 | SEC Examinations: Today's Hot Topics

November 4-7, 2019  | San Diego, CA | Speaker: Michelle L. Jacko, CSCP, CEO

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NSCP Webinar: Enhancing Your Annual Review Process

July 30, 2019 @ 11 AM PST/ 2:00 PM EST | Speaker: Tina Mitchell, Lead Sr. Compliance Consultant

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NSCP Webinar: Cybersecurity Risks You May Not be Considering

July 9, 2019 @ 11 AM PST/ 2:00 PM EST | Speaker: Adam Stutz, Compliance Consultant

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2019 Annual Shareholders Service Group Conference

April 25, 2019 | Speaker: Michelle L. Jacko, CSCP

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NSCP 2019 Spring Conference

April 30, 2019 | Speaker: Michelle L. Jacko, CSCP

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