Latest events

Anticipating the Inevitable: Preparing for the SEC in 2020 (Seattle)

February 20, 2020 | Seattle, WA | Speakers: Michelle Jacko and Tito Pombra On February 20, 2020, CEO Michelle Jacko and President Tito Pombra will be  presenting on "Anticipating the Inevitable, Preparing for the SEC in 2020," for a Charles Schwab compliance event in Seattle, WA. 

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Latest events

Anticipating the Inevitable: Preparing for the SEC in 2020 (San Francisco)

February 12, 2020 | San Francisco, CA | Speakers: Michelle Jacko and Tito Pombra CEO Michelle Jacko and President Tito Pombra will be  presenting on "Anticipating the Inevitable, Preparing for the SEC in 2020," for a Charles Schwab compliance event in San Francisco on February 12, 2020. 

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NSCP Webinar: Cybersecurity Risks You May Not be Considering

June 10, 2019

July 9, 2019 @ 11 AM PST/ 2:00 PM EST | Speaker: Adam Stutz, Compliance Consultant

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2019 Annual Shareholders Service Group Conference

March 14, 2019

April 25, 2019 | Speaker: Michelle L. Jacko, CSCP

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ICI Mutual Fund Compliance Programs Conference

March 14, 2019

May 2, 2019 | Speaker: Tito Pombra

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NSCP 2019 Spring Conference

March 14, 2019

April 30, 2019 | Speaker: Michelle L. Jacko, CSCP

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Schwab Compliance Solutions 2019 National Conference

March 14, 2019

April 3-5, 2019 | "Best Practices for Managing Conflicts of Interest" | Speaker: Michelle Jacko, CSCP

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Schwab Compliance Solutions 2019 National Conference

March 14, 2019

April 3-5, 2019 | "Risk and Compliance Implications From SEC Enforcement Actions and OCIE Examinations"| Speaker: Michelle Jacko, CSCP

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IAA Investment Adviser Compliance Conference 2019

February 20, 2019

March 14, 2019 | Speaker: Michelle Jacko, CSCP

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Compliance Week West 2019

February 20, 2019

March 11, 2019 | Speaker: Tito Pombra

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2019 IA Compliance: The Full 360 View East

February 20, 2019

March 7, 2019 | Speaker: Michelle Jacko, CSCP

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Manoj "Tito" Pombra Appointed New President of Core Compliance

February 18, 2019

Core Compliance & Legal Services, Inc. SM (“Core Compliance”) is excited to announce the appointment of Tito Pombra as the new President of the company.

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Annual 2019 Core Compliance Workshop

January 28, 2019

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IA Compliance: The Full 360 View (West)

November 08, 2018

Speaker: Michelle Jacko

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