Cybersecurity Compliance Program & Risk Assessment
Cybersecurity is a significant compliance and business risk that affects nearly all firms. Core Compliance has developed a five-point action plan that is practical, economical, and effective for your cybersecurity compliance program and risk assessment.
Contact for Cybersecurity Compliance & Risk Assessment Solutions
The Core Compliance Five-Point Action Plan
- Cybersecurity Risk Assessment
- Defense Through Multiple Layers of Encryption and Multifactor Authentication
- Cybersecurity Policies and Procedures
- User Awareness Training
- Cyber Incident Response Plan
Cybersecurity is a complex landscape.
In today’s world, emails are the main avenue of communication, both for personal and business purposes. However, accompanying that is the fact that email hacking has become more commonplace and hackers continue to find sophisticated ways to obtain illegal access.
Is your firm trained in email security best practices? Click here to learn more about what you may be missing.
Don't be caught by ransomware attacks, or find yourself at risk due to the human element of your cybersecurity needs. Start a cybersecurity compliance program today!
When is the last time you performed a vulnerability assessment or penetration test?
Are you confident that your firm would pass a dedicated vulnerability test?
It's worth noting that vulnerability assessments and penetration tests are both in the realm of dedicated information security (IS) professionals. This means they are outside the purview of your average "IT guy", and if you haven't had a professional inspect your electronic system, you may be at serious risk of a breach. Learn more about the risks involved by clicking here.
Let Our Consultants Help You
We recommend beginning with a one-hour consultation to define your needs and discuss possible solutions. We can customize the action plan for your firm to help you advance your controls. Contact Core Compliance today to schedule your appointment (619) 278-0020 or email info@corecls.com.
Resources
Related Articles
As the annual ADV filing deadline approaches, advisors must prioritize updating their Form ADV to ensure compliance with regulatory standards and uphold the principles of loyalty and care towards clients. In accordance with federal and state securities regulations, both SEC … Read More In the rapidly evolving landscape of financial services, off-channel communications present a significant compliance challenge for investment advisers. With the rise of digital platforms, advisers can engage with clients through various channels, such as email, social media, and messaging apps … Read MoreNavigating the Importance of Form ADV Disclosures
It’s All About Communication – Navigating Off-Channel Communications in the Investment Advisory Space
“Our team is dedicated to delivering quality, innovative, and value-driven consultation services and providing superior customer support.”
Michelle L. Jacko, CSCP, CEO