The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) includes significant changes to the registration and reporting requirements under the Investment Advisers Act of 1940 (the “Advisers Act”), including requiring many advisers to private funds to register … Read More

Sept. 2010

Aug. 2010

In July, the U.S. Securities & Exchange Commission (“SEC”) announced much-anticipated revisions to Form ADV Part 2 (the “Disclosure Brochure”), requiring investment advisers to provide clients and prospective clients with narrative, “Plain English” disclosures of the adviser’s business practices, investment … Read More

July 2010

June 2010

May 2010

April 2010

March 2010

Feb. 2010