NSCP Currents – Privacy Best Practices and Updates on Regulation S-P
PostNov/Dec. 2009
Draft of 2010 -2015 SEC Strategic Plan Published for Comment
PostOct. 2009
SEC Rule Proposal: Regulating “Pay to Play” Practices
PostSept. 2009
Red Flag Rule Postponed (Again)
PostJuly 2009
Hedge Fund Compliance & the Aftermath of Goldstein
PostJuly 2007
Alternative Adviser Registration Options
PostJune 2009
The Red Flag Rules Revisited
PostMay 2009
Investment Adviser State Registration and De Minimus Exemption
PostApril 2009