“Our partnered relationships help to streamline projects and provide clients with dedicated coverage when they need it most.”
-Robert R. Boeche II, Compliance Consultant
Since the passage of the Dodd Frank Act, advisers to hedge funds have been a primary focus to regulators. Our Hedge fund advisory and compliance services can help funds examine their core compliance program needs. We can assist with risk assessments, compliance program development, examination preparedness, and regulatory filings including Form D, Form ADV, Form PF and blue sky filings. Through our risk analytics, we help funds to update their compliance program to meet the latest regulatory requirements. Core Compliance & Legal Services, Inc.℠ ("Core Compliance") offers training and education on the latest regulatory rules and provides guidance on how they may impact your business. Whether an adviser is registered with a state or the SEC, we can assist hedge fund advisers with their compliance management.
Core Compliance’s hedge fund advisory and compliance consultation services include guidance on compliance with various regulatory matters, including Regulation D, Regulation S, Rules 144 and 144A, and Sections 3(c)(1) / 3(c)(7) of the Investment Company Act of 1940, customized development of the compliance program and guidance on the specific state and federal (SEC) regulatory filing requirements.
Core Compliance hedge fund consultants provide all of these customized hedge fund advisory and compliance services based on your unique business needs.
For more information or to speak with one of our compliance consultants, please contact us.
-Robert R. Boeche II, Compliance Consultant
4 Embarcadero Center
Suite 1400
San Francisco, CA 94111
415.228.6909
535 N. Brand Blvd
Suite 240 & 245
Glendale, CA 91203
213.330.0537
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Suite 300
San Diego, CA 92101
619.278.0020
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