Geneva Roman

Geneva Roman

Compliance Consultant

  • SEC, State, and Regulatory Agency Filings and Registrations
  • Compliance Technology Implementation
  • Email and Personal Trading Reviews
  • Compliance Program Development, Testing, and Surveillance

Education

BS, Boise State University

Paralegal Certification, UC San Diego

Professional Affiliations & Certifications

Global Business Certification, California State University

District Attorney & County Sheriff Workshop, Citizens Academy

Geneva J. Roman serves as a Compliance Consultant at Core Compliance & Legal Services, Inc. (“Core”). Prior to Core, she served as Paralegal at our affiliated company, Jacko Law Group, PC (“JLG”). Ms. Roman provides essential support to our clients, collaborating closely with the consultant team to ensure seamless project execution. Geneva brings to the firm an aptitude for navigating complex regulatory frameworks, a passion for delivering exceptional client service, and a talent for problem-solving and project management.

Ms. Roman plays a crucial role in supporting client engagements, firm initiatives, and consultant projects. She is results-driven and excels in research, document drafting, and regulatory filings. Her proactive approach to understanding client needs and addressing evolving compliance requirements adds significant value to the services we provide.

Prior to joining Core Compliance, Ms. Roman worked at the Law Offices of Gerald L. Bohart, A.P.C., Battaglia & Waltari, and Tresp Law, APC, quickly progressing from legal assistant to paralegal to senior paralegal within a short period of time. Her paralegal support included probate, bankruptcy, and contract law matters.

Prior to her legal career, Ms. Roman had a successful 10-year career in sales and marketing, focusing on project management and team management.  Her professional experience and work ethic make her a unique resource for the Core Compliance team and our clients.

When not in the office, Ms. Roman can be found jogging with her dog, exploring the city with her son and husband, or traveling to the mountains to snowboard and visit family.

Dedicated to Supporting the Strength of Your Compliance Program