Core Compliance & Legal Services, Inc.
Solutions for Today's Business
Core Compliance & Legal Services, Inc.
Solutions for Today's Business
Core Compliance & Legal Services, Inc.
broker-dealer compliance services
investment adviser compliance services
BD and IA legal services
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Welcome to Core Compliance & Legal Services, Inc

With the securities industry's ever-increasing focus on risk management, CCLS is designed to handle
the unique legal and compliance challenges firms face today. When building and enhancing your
business, it is essential to have dedicated resources to support and ensure your success. Michelle L.
Jacko, CEO, and the members of our Strategic Team have worked on the "inside" holding various roles
including Legal Counsel, Chief Compliance Officer, Chief Financial Officer, FinOP and Senior Paralegal.
The team understands the complexities of the securities business and the necessity to find solutions
based on the culture, identity and needs of your firm.


Our Services

CCLS is proud to uniquely offer legal, compliance and financial accounting services to registered
investment advisers, hedge funds, private equities and securities broker-dealers. With particular focus
on internal controls and risk management, CCLS is equipped to handle the newest and most
comprehensive issues facing the financial securities industry. As part of the client relationship, CCLS
provides clients with valuable information and training on legal tips and compliance best practices so
that you can successfully operate your business.


Our Clients

Our services and compliance solutions are designed to meet the needs of firms of all sizes, from
startups to establisher institutions.  
At the onset of the engagement, our Strategic Team establishes goals and project timeline objectives,
which add clarity to expectations while yielding economic efficiencies from the very start.