Core Compliance & Legal Services, Inc. (CCLS) specializes in compliance and risk management for the financial industry. With the securities industry's ever-increasing focus on risk management, CCLS is designed to handle the unique regulatory compliance challenges firms face today. When building and enhancing your business, it is essential to have dedicated resources to support and ensure your success. That is where our experts come into play. Michelle L. Jacko, CEO, and the professionals of our strategic team have worked in the industry, holding various internal roles including Chief Compliance Officer, Chief Operations Officer, Chief Legal Officer, Senior Paralegal and Branch Manager. The CCLS team understands the complexities of the securities business and the necessity to offer solutions based on the unique culture, identity and needs of your firm. Our services and compliance solutions are designed to meet the needs of firms of any size, from entrepreneurial start-ups to large international institutions.
At the onset of the engagement, our experienced consultants will work with you and your management team to establish goals and project timeline objectives. Our consultants will help you effectively identify risks, conflicts & gaps within your internal controls and offer practical solutions to mitigate such risks. We will help you implement strategic custom regulatory compliance plans to help protect your business and maximize opportunities for growth, whether in Los Angeles, San Francisco, San Diego, Phoenix, Las Vegas, or the Seattle marketplace.