CCLS Blog Spotlight

Don't Procrastinate - Start Preparing to File the Newly Amended Form ADV Today

While it’s still early in the year, it’s easy to continue to push the Form ADV annual amendment to the side. However, with these new changes, a firm that doesn’t prepare now is setting itself up for potential penalties or worse down the road.

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Through our client communications, trainings and monthly Risk Management Updates, we provide guidance on compliance...

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Top 4 Tips for Getting the Most Out of IA Compliance: The Full 360 Degree View West

The first CCLS/ IA Watch Conference is taking place this November 2nd, just a few short weeks away.

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