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Regulatory SEC Compliance Consulting

 

Core Compliance & Legal Services, Inc.℠ specializes in compliance and risk management for the financial industry. When building and enhancing your business, it is essential to have dedicated resources to support and ensure your success. Core Compliance understands the complexities of the securities business and offers solutions based on the unique culture, identity and needs of your firm. We are driven by our excitement for the industry; committed to finding the most effective and innovative solutions for our clients. Contact us today to learn more about our offered services and to talk with a Core Compliance specialist!

Core Compliance Blog Spotlight

Cryptocurrency Fraud Runs Rampant

Crypto criminals are having a big year, according to the Silicon Valley-based cybersecurity firm CipherTrace.

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Through our client communications, trainings and monthly Risk Management Updates, we provide guidance on compliance...

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We're on a roll! Our weekly podcast, The CCO Buzz, covers topics from cybersecurity, the latest compliance updates, SEC news, and so much more.

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