Core Compliance Blog Spotlight

The CFTC Division of Market Oversight Compliance Branch Releases Inaugural Examination Priorities

On February 12, 2019, the Commodity Futures Trading Commission (CFTC) released its inaugural examination priorities for its Division of Market Oversight (DMO) Compliance Branch, the Division of Swap Dealer & Intermediary Oversight (DSIO), and the Division of Clearing & Risk (DCR).

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