Outsourced Compliance Solutions

Core Package

Fundamental Compliance Support

Looking for a more in-depth approach to compliance consulting services? Our Core Package is geared toward firms with a CCO looking for a robust support package to enhance an existing compliance program. This Package offers both a suite of compliance services to relieve a portion of a CCO's workload, as well as an expert resource to bounce ideas off of at any time.

Our Services

Core Compliance assists your team with your most important compliance needs. The Core Package offers a more robust level of compliance support to give your CCO more time to focus on select compliance tasks and other critical business functions.

Services Included:

All Services Included in the Basic Package, plus;

  • Annual Review
  • Quarterly Reviews & Testing of Controls
  • Monthly Compliance Calls with CCO
  • Review of Marketing & Advertising Materials
  • Employee Compliance Training
  • Email Reviews

The Core Compliance Difference

Our Compliance Technology

Within our Core Package, Core Compliance will we help you leverage Orion Compliance to streamline and manage your compliance program. From your firm's Code of Ethics reporting, personal trading oversight and periodic attestations and disclosures, Orion can save you time and money.

Why Choose Core?

When looking for a compliance firm to help your team do more, work with a team you trust. Our compliance professionals have over 100+ years of combined compliance experience to understand your unique compliance and business challenges. With the Core Package, you'll receive individualized attention from your dedicated team to ensure things are being done correctly.

Dedicated to Enhancing the Strength of Your Compliance Program