Outsourced Compliance Solutions

Deputy CCO

Comprehensive Support

Our Deputy CCO Package is designed to relieve your Chief Compliance Officer of some of the more significant and time-consuming compliance tasks by partnering with a trusted, outsourced team of compliance professionals. We can be your Deputy CCO “down the hall,” ready to step in to handle the grind of compliance work to help mitigate risk and allow your CCO to focus on strategic business decisions.

Our Services

Our Deputy Chief Compliance Officer Package is ideal for in-house CCOs looking for comprehensive support to maintain their compliance program so they can focus on other aspects of running their business. Beyond the services offered in the Basic and Core Packages, Deputy CCO services include the annual review of your compliance program, cybersecurity assessments, regulatory exam assistance, and more.

Services Included:

All Services Included in the Basic & Core Packages, plus;

  • Annual Review of Compliance Program
  • Cybersecurity Compliance Risk Assessment
  • Regulatory Exam Assistance

The Core Compliance Difference

Our Compliance Technology Stack

Compliance technology from Orion Compliance can enhance the efficient maintenance of your compliance program. At Core Compliance, we help you leverage this platform to find the best solution for your firm's Code of Ethics reporting, personal trading oversight and periodic attestations and disclosures.

Why Choose Core?

Looking for a compliance partner who can provide personalized attention at a Deputy CCO level? We pride ourselves on partnering closely with businesses to understand how we can proactively manage your compliance program, mitigate risk and help you grow. Our goal is to provide the comprehensive compliance support necessary to help facilitate the growth of your advisory business.

Dedicated to Enhancing the Strength of Your Compliance Program