Outsourced Compliance Solutions

Basic Package

Compliance Support

You may have the manpower to handle most of your compliance internally – but any firm can benefit from a second set of eyes. Our Basic Package provides essential compliance maintenance services to help give you the peace of mind that your compliance program is fundamentally sound. This package will benefit firms looking for limited compliance support, whether for SEC or state-registered advisers.

Our Services

For advisory firms that need an extra helping hand, work with a firm you can trust to get it done correctly. With our Basic Package, you have access to Core's compliance professionals to provide you with expert guidance to help ensure that your compliance program is sound.

Services Included:

  • Compliance Manual Customization & Maintenance
  • Regulatory Filings
  • Quarterly Calls With the CCO

The Core Compliance Difference

Our Process

Even at the Basic Package level, you are paired with a designated compliance team to support your compliance program. It is important for us to understand your business, your plans for growth, and of course, your compliance concerns. To learn more about our unique process, click below.

Why Choose Core?

Don’t settle for less just because you need less support. Work with a dedicated compliance team and get individualized attention so that you can stay up-to-date and get the latest industry updates connected to your business. You are more than just a number and we look forward to growing with you.

Dedicated to Enhancing the Strength of Your Compliance Program