Cyber-Chats Webinar – Understanding the Value of Cybersecurity Compliance and Insurance
RightSize Solutions Cyber-Chat Webinar | 1:00-2:00pm PT | April 27, 2022 | Speaker: Janice Powell
Charles Schwab Virtual Educational Event – SEC Hot Topics
Schwab Compliance Web Event | March 31, 2022 | Speakers: Michelle L. Jacko
Regulatory Compliance Watch: SEC’s New IA Ad Rule
2022 Regulatory Compliance Watch Webinar | March 22, 2022 | Speakers: Michelle L. Jacko
2022 NSCP Virtual Educational Seminar – Navigating the Various Standards of Care/Conduct
2022 NSCP Virtual Educational Seminar | March 16, 2022 | Speakers: Michelle L. Jacko
2022 Investment Adviser Compliance Conference – Annual Reviews
2022 Investment Adviser Compliance Conference | March 3, 2022 | Speakers: Michelle L. Jacko
Compliance Expectations for 2021 (Part 2)
Schwab Compliance Web Event | March 17, 2021 | Speakers: Michelle L. Jacko
Be in the Know: SEC Examination Priorities (Part 1)
Schwab Compliance Web Event | February 17, 2021 | Speakers: Michelle L. Jacko
SEC Hot Topic: Compliance Tips for Evaluating Your Firm’s Advisory Fees and Expenses
2021 IAA Investment Adviser Compliance Conference | March 5, 2021 | Speakers: Michelle L. Jacko and Janice Powell
Tips and Trends to Help Advisers Prepare for SEC Examinations
2021 IAA Investment Adviser Compliance Conference | March 4, 2021 | Speakers: Michelle L. Jacko
Be in the Know: SEC Examination Priorities and Compliance Expectations for 2021
Schwab Compliance Webinar | February 25, 2021 @ 1:00pm to 2:00pm PT | Speakers: Michelle L. Jacko