October 27-30, 2024 | NSCP National Conference | Dallas, TX | Speaker: Matthew Rothchild
We are proud to announce that Sr. Compliance Consultant Matthew Rothchild will be speaking at the 2024 National Society of Compliance Professionals (NSCP) Annual National Conference, from October 27-30, 2024.
Matthew will be presenting on “Follow the Money: Financial Forensics,” on Tuesday, October 29th.
Participants will learn to:
- Analyze all firm revenue sources, expense sharing arrangements, discounts and credits that may require disclosures.
- Compare various fee schedules (fixed fee, performance fee, client specific calculations, most favored nation clauses, etc.) to identify those that deviate from industry standards.
- Analyze and compare third party payments for undisclosed compensation arrangements.
- Review bank records, vendor invoices, clearing and custodial statements to identify undisclosed credits, discounts, or revenue shares.