NSCP Webinar: Forward Thinking: New Focus Areas and How Compliance Programs Need to Change for 2020
June 16, 2020 @ 11:00 AM PST/2:00 PM EST |
NSCP National Conference 2019 | Navigating the Challenges of the Mutual Fund Compliance Program
October 23, 2019 | Baltimore, MD | Speaker: Core Compliance
NSCP Webinar: Implementing A Stronger Due Diligence Program
July 23, 2019 @ 11 AM PST/ 2:00 PM EST | Speaker: Core Compliance
NSCP Webinar: How To Create A Strong Culture Of Compliance
July 25, 2019 @ 11 AM PST/ 2:00 PM EST | Speaker: Core Compliance
IAA Investment Adviser Compliance Conference 2020
March 5-6, 2019 | Washington, D.C. | Speaker: Michelle Jacko, CSCP
Anticipating the Inevitable: Preparing for the SEC in 2020 (Seattle)
February 20, 2020 | Seattle, WA | Speakers: Michelle Jacko On February 20, 2020, CEO Michelle Jacko will be presenting on “Anticipating the Inevitable, Preparing for the SEC in 2020,” for a Charles Schwab compliance event in Seattle, WA.
Anticipating the Inevitable: Preparing for the SEC in 2020 (San Francisco)
February 12, 2020 | San Francisco, CA | Speakers: Michelle Jacko CEO Michelle Jacko will be presenting on “Anticipating the Inevitable, Preparing for the SEC in 2020,” for a Charles Schwab compliance event in San Francisco on February 12, 2020.
Regulatory Compliance Watch: The SEC’s New Proposed Advertising Rule (Webinar)
December 3, 2019 @ 11:00 AM PST/2:00 PM EST | Speaker: Michelle L. Jacko, CSCP
NSCP Webinar: Be Prepared for 2020: Addressing the Demands of Year-End Compliance, Form ADV and NEW Form CRS
November 21, 2019 @ 10:00 AM PST/1:00 PM EST