Events

Compliance Week West 2019

Updated: April 12, 2022 by

March 11, 2019 | Speaker: Core Compliance

Core Compliance will be speaking at the Compliance Week West 2019 conference on March 11, 2019. They will be speaking on  “The Ethics of Tech,” session in San Francisco, CA.

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Core Compliance & Legal Services, Inc. is a compliance consulting firm serving investment advisers, broker-dealers, investment companies, and private fund managers nationwide, built on decades of combined in-house and former-regulator experience. The team takes a high-touch, human-centric approach to SEC, FINRA, and state compliance — acting as a virtual extension of each client's compliance team so firms can pursue growth with peace of mind.

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