March 5-7 | 2025 Investment Adviser Compliance Conference | Washington, D.C. | Speaker: Michelle L. Jacko
CEO, Michelle L. Jacko, is thrilled to be returning to this year’s IAA Investment Adviser Compliance Conference! The event will take place from March 5-7, in Washington, D.C.
On Thursday, March 6, Michelle will join a distinguished panel to discuss, “Considerations for Advisers with Retail Clients, Including Senior and Diminished Capacity Investors.” This expert panel will discuss guidance on policies, procedures, and training around contracts, disclosure, implementing investment strategies, and business development. Tackle operational steps to use compliance resources efficiently and prepare for any concerns with retail clients, including senior or diminished capacity clients.