Rashaunia Fuller serves as a Senior Compliance Consultant at Core Compliance & Legal Services, Inc.℠ (“Core Compliance”). She brings nearly a decade of experience in the investment adviser and wealth management industries, specializing in helping registered investment advisers build, enhance, and maintain effective compliance programs.

Before joining Core Compliance, Ms. Fuller served as a Compliance Consultant with ACA Global, where she led client engagements and provided strategic regulatory consulting services to a diverse range of investment advisory firms. In this role, she served as a trusted advisor on day-to-day compliance matters, including interpreting and applying SEC and FINRA regulations, conducting annual reviews, and advising on regulatory filing requirements. She also oversaw the drafting and implementation of compliance policies and procedures, Codes of Ethics, and related governance documentation.

Earlier in her tenure with ACA Global, Ms. Fuller held positions as Compliance Analyst and Senior Registrations Associate, managing the end-to-end registration process for investment advisers and their representatives, preparing regulatory filings, and coordinating with both SEC and state regulators to ensure compliance with applicable requirements. Her background also includes experience reviewing marketing and advertising materials under the SEC’s Marketing Rule and providing comprehensive support during regulatory examinations.

Ms. Fuller is known for her collaborative and approachable style, building strong relationships with clients and regulators alike. Her professional rapport with SEC and state examiners allows her to provide clients with practical, forward-thinking guidance that bridges the gap between regulatory expectations and real-world operations. She is passionate about helping firms stay proactive, confident, and prepared in today’s evolving compliance environment.