Latest cybersecurity

Cybersecurity Risks: OCIE and SEC Enforcement Division Focus Continues

Cybersecurity is becoming a greater priority each year for investment firms. Not only is the risk of attack increasing from a growing number sources, but the level of potential damage to individual firms and the overall market also increases with each passing year.

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Latest cybersecurity

SEC Issues Risk Alert on Cybersecurity in Light of “WannaCry” Ransomware Attack

On May 17, 2017, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) released a Risk Alert discussing the recent ransomware cyberattack and providing two important protection steps firms should take.  In addition, the Risk Alert outlined that OCIE had observed certain “security...

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Cyber Liability Insurance

January 28, 2016

 

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Cybersecurity - Email Security Steps

January 20, 2016

 In today’s world, emails are the main avenue of communication, both for personal and business purposes. However, accompanying that is the fact that email hacking has become more commonplace and hackers continue to find sophisticated ways to obtain illegal access.

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Cybersecurity Vulnerability Assessments and Penetration Tests

January 14, 2016

 Vulnerability assessments and penetration testing enter the realm of information security (IS) professionals. It is important to note that information security is a sub-specialty of information technology and most “IT guys” are not trained in information security. Therefore, it’s important to have...

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Cybersecurity Governance

January 06, 2016

 

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Cybersecurity: Importance of Using a Minimum Two-Factor Authentication

November 10, 2015

 

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OCIE to Perform Second Round of Cybersecurity Exams

September 24, 2015

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SEC Fines Firm for Failure to Adopt Cybersecurity Policies and Procedures

September 23, 2015

 

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SEC Announces 2015 Compliance Outreach Program Seminars

May 04, 2015

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