COVID -19 Resource Center

During these uncertain times, Core Compliance & Legal Services, Inc. SM (“Core Compliance”) continues to be here as a trusted partner and source of guidance as we all navigate the industry and the effects of the coronavirus (COVID-19) pandemic. The team at Core Compliance is closely monitoring the guidance of the World Health Organization (WHO) and the Centers of Disease Control (CDC) regarding the spread and status of the virus.

COVID-19 Response Services


Our team is heavily focused on how the current health epidemic has created new and evolving regulatory risks for our industry. This section of our website, which is regularly updated, is dedicated to continuously providing unparalleled industry guidance, regulatory updates, as well best practices to assist firms manage any emerging business and market disturbances.

The Core Compliance team aims to be a true partner during these difficult times. Our comprehensive service solutions are designed for unique and growing business models and we are here to help mitigate risks and help firms maintain their business operations, especially now during these times of crisis.

Some of our compliance solutions that firms may find helpful at these times are of the following:

  • Business Continuity Plans (BCP)
  • Regulatory Filings and deadlines
  • Remote Surveillance (employee risk management)
  • Third-party vendor risk management
  • Cyberecurity, awareness and training
  • Compliance technology and support solutions

Contact the Core Compliance Team for support and comprehensive compliance solutions.

Contact Us Today


Featured Insight & Guidance by the Core Compliance Team


Regulatory Updates

Below is the latest Regulatory Updates and News regarding COVID-19.

April 23, 2020

April 22, 2020

April 14, 2020

April 13, 2020

April 10, 2020

April 9, 2020

April 8, 2020

April 7, 2020

April 6, 2020 

April 3, 2020

April 2, 2020

April 1, 2020

March 31, 2020

March 26, 2020

March 25, 2020


March 24, 2020

March 23, 2020

March 22, 2020

March 21, 2020

March 20, 2020

March 19, 2020

March 18, 2020

March 17, 2020

March 16, 2020

March 14, 2020

March 13, 2020

March 12, 2020

March 6, 2020

March 4, 2020

February 19, 2020

January 30, 2020