Take part in a one-day educational event that will cover some of the most important compliance topics of today!
We would like to take a moment to introduce our knowledgeable list of Sponsors.
Financial Tracking Technologies, LLC markets the only all-in-one compliance platform for the global investments industry. We serve the most clients in automated compliance solutions that enable regulatory protection and operating cost cutting. Clients include regulators, broker-dealers, mutual funds, money managers, hedge funds and public companies. FTT has earned the trust and commitment from some of the world’s most renowned, top tier clients who have found our compliance multi-tools to exceed the performance of our competitors. Compliance multi-tools also offered a la carte.
Maples Fund Services is a leading independent provider of accounting, middle office, risk reporting and administration services to onshore and offshore hedge funds, fund of funds, private equity and real estate funds, family offices and managed account platforms.
EisnerAmper LLP is a leading full-service advisory and accounting firm. We provide audit, accounting, and tax services as well as corporate finance, internal audit and risk management, litigation services, consulting, private business services, employee benefit plan audits, forensic accounting, and other professional advisory services to a broad range of clients.
Millennium Trust Company is an industry leading custodian that helps institutions, Advisors and investors do more by offering niche, expertly managed custody solutions for alternative assets, private funds and retirement plan rollovers. We serve as a complement to services offered by other custodians. Our goal is to make you more successful and productive by professionally managing detailed transactions, providing timely reporting and offering best-in-class service.
Jacko Law Group, PC is a securities and corporate law firm specializing in the financial services industry. Practice areas include general corporate counsel, regulatory examination services, private equity transactions, investment advisory, investment company, broker dealer and hedge-fund counsel, transition planning and much more.
Starkweather and Shepley Insurance Corp. of MA – Investment industry, risk-transference specialists providing Cyber, Director & Officers, E&O and various forms of fidelity bonding. Starkweather, established 1879, offers a full line of property, casualty, as well as personal lines insurance.
The Charles Schwab Corporation provides a full range of securities, brokerage, banking, money management, and financial advisory services through its operating subsidiaries. Charles Schwab’s belief in the power of investing is a perspective that’s influenced the company from the beginning and creates a powerful bond between them and the investors, employers, and advisors they serve.