2022 Investment Adviser Compliance Conference – Annual Reviews

2022 Investment Adviser Compliance Conference | March 3, 2022 | Speakers: Michelle L. Jacko

On March 3, 2022 CEO Michelle Jacko will be speaking on “Back to Basics Track: Annual Reviews,” for the 2022 Investment Adviser Compliance Conference.

During this session, Michelle an her co-panelists will discuss, “How the process of assessing the adequacy of policies and procedures and the effectiveness of their implementation has evolved since the Compliance Program Rule was first introduced.”

Learn More and Register Here

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