2022 Investment Adviser Compliance Conference | March 3, 2022 | Speakers: Michelle L. Jacko
On March 3, 2022 CEO Michelle Jacko will be speaking on “Back to Basics Track: Annual Reviews,” for the 2022 Investment Adviser Compliance Conference.
During this session, Michelle an her co-panelists will discuss, “How the process of assessing the adequacy of policies and procedures and the effectiveness of their implementation has evolved since the Compliance Program Rule was first introduced.”