Form ADV: Practical Tips on Completing the Newly Revised SEC Registration Form

Since the new Form ADV compliance requirements came into effect on October 1, 2017, many investment advisers are still unsure as to what information they’re required to update and which part of the Form ADV they need to focus on.

 

This webinar will be led by two of our experienced compliance consultants as a special presentation for our value clients and connections. During this presentation we will provide a brief overview of the chances to the ADV requirements and discuss practical steps on how to best complete your Form ADV.

 

At the end of the webinar, we’ll open up the floor to our audience for a Q&A session, and, as an added bonus, you’ll have the opportunity to request a comprehensive questionnaire – the exact questionnaire our team uses – to help determine which areas of the Form ADV require updates!

Your Form ADV amendments need to be filed by March 31, 2018, if your fiscal year ended on December 31, 2017, so let the Core Compliance℠ team help you get started now

 

 

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