Conflicts of Interest Rule | Events

ICI Mutual Fund Compliance Programs Conference

Updated: April 12, 2022 by

May 2, 2019 | Speaker: Core Compliance

Core Compliance will be speaking at the ICI Mutual Fund Compliance Programs Conference on May 2, 2019. We will be presenting on “Assessing and Addressing Conflicts of Interest” in Washington, DC.

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Core Compliance & Legal Services, Inc. is a compliance consulting firm serving investment advisers, broker-dealers, investment companies, and private fund managers nationwide, built on decades of combined in-house and former-regulator experience. The team takes a high-touch, human-centric approach to SEC, FINRA, and state compliance — acting as a virtual extension of each client's compliance team so firms can pursue growth with peace of mind.

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