NSCP National Conference 2019 | Navigating the Challenges of the Mutual Fund Compliance Program

October 23, 2019  | Baltimore, MD | Speaker: Tito Pombra, President

President Tito Pombra will be presenting on "Navigating the Challenges of the Mutual Fund Compliance Program" at the 2019 National Society of Compliance Professionals (NSCP) Annual National Conference in Baltimore, MD from October 21-23, 2019. The presentation focuses on best practices for complying with investment company rules and offers key insight regarding requirements of Rule 38a-1, building a strong relationship with Fund Boards, and mitigating conflicts.


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