NSCP Spring Conference – Newport Beach, CA

Core Compliance will be presenting at the NSCP Spring Conference in Newport Beach, CA, on Monday, April 24, 2017.

Panel Information:  General Session 1
Time:  8:30 AM – 9:30 AM

The Changing Role of Technology in Compliance

Session Description:  Attendees will evaluate the interdependence of IT and compliance within their firms and learn how to utilize technology as a beneficial resource.

Learning Objectives: 

  • Assessing your firm’s technology needs based on the interplay between your IT and compliance departments
  • Leveraging technology and automation as a resource to assist you in implementing and executing your compliance program.
  • Analyzing compliance, IT, and cybersecurity related initiatives and how best to approach them.
  • Understanding the technology component in vendor due-diligence

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