Legal and Regulatory Considerations for Going Independent

Michelle Jacko

Michelle L. Jacko, CSCP, is CEO & Founder of Core Compliance, bringing three decades of securities law and regulatory compliance experience to the firm's investment adviser, broker-dealer, and private fund clients. Holding the CSCP designation and a former two-term NSCP board member, she specializes in registration and disclosure filings, SEC/FINRA/state examinations, and cybersecurity — expertise recognized by repeated Super Lawyers and San Diego Business Journal CEO of the Year honors.