NSCP Currents – Best Execution Considerations for Advisers

Lead Sr. Compliance Consultant Tina Mitchell‘s article, “Best Execution Considerations for Advisers,” was featured in the November 2019 edition of the National Society of Compliance Professionals’ Currents. 

The article discusses consideration factors for seeking best execution, testing protocols for different types of securities, and steps for performing and documenting required reviews. 
Click here to read the article.

Leave a Reply

Your email address will not be published. Required fields are marked *