Last month CCLS delivered Part 1 of this article and delved into Essential Contractual Provisions for
Registered Investment Adviser Agreements. This month we will continue and provide practical tips
- How the Final Rule on 408(b)(2) Prohibited Transactions and required disclosures for “Covered Service Providers” may affect your advisory contracts1; and
- Standard contractual clauses to consider (including notice provisions and electronic delivery of
To read the full PDF article, click here.