Practical Tips for your Advisory Contracts Part 2 – What You Should Consider In 2012

Feb. 2012

Last month Core Compliance delivered Part 1 of this article and delved into Essential Contractual Provisions for Registered Investment Adviser Agreements. This month we will continue and provide practical tips related to:

1. How the Final Rule on 408(b)(2) Prohibited Transactions and required disclosures for “Covered Service Providers” may affect your advisory contracts1; and
2. Standard contractual clauses to consider (including notice provisions and electronic delivery of
   documents).

To read the full PDF article, click here.