Practical Tips for your Advisory Contracts Part 2 – What You Should Consider In 2012

Feb. 2012


Last month Core Compliance delivered Part 1 of this article and delved into Essential Contractual Provisions for Registered Investment Adviser Agreements. This month we will continue and provide practical tips related to:

  1. How the Final Rule on 408(b)(2) Prohibited Transactions and required disclosures for “Covered Service Providers” may affect your advisory contracts1; and
  2. Standard contractual clauses to consider (including notice provisions and electronic delivery of


To read the full PDF article, click here.

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