The term risk has been popping up everywhere in the financial world – and not just in reference to investment risk. We’ve been hearing these terms over and over again but what do they really mean from a regulatory context? Some of the more common references are:
- Risk Assessment
- Risk Matrix
- Enterprise Risk Management
- Risk Management
- Investment Risk
- Risk-Based Assessments
In this month’s Core Compliance Risk Management Update, we will explore these subject matters and discuss how each of these areas may impact compliance officers today.
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