The New Form ADV Part 2: The Next Chapter for Investment Adviser Requirements

Aug. 2010


Following years of discussion, rule proposals and comments, the Securities and Exchange Commission (SEC) at long last approved its significant overhaul of Form ADV Part 2. The amendments to Part 2 include, among other things, requirements for:

  1. Improved format of and updates to the brochure;
  2. Expanded content to provide details most relevant to the clients of investment advisers;
  3. Brochure supplements to include resume-like information about the individuals servicing the advisory account; and
  4. Electronic access to the brochure.1


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